PAPER D

 

                                                                                                              Purpose : For Decision

REPORT TO COUNCIL    

 

Date :              15 SEPTEMBER 2004

Title :               CONSTITUTIONAL REVIEW       

REPORT OF THE LEADER OF THE COUNCIL


SUMMARY/PURPOSE

 

1                    To complete the technical review of the constitution undertaken as part of the Comprehensive Performance Assessment Improvement Plan previously referred by Full Council to the Corporate Governance Working Group, and to propose further action designed to improve the constitutional arrangements of the Council.

 

BACKGROUND

 

2                    The Comprehensive Performance Assessment Improvement Plan approved by the Executive in March 2003 included a commitment to undertake a technical review of the constitution.

 

3                    The term technical review has been taken to mean a review of the constitutional documentation to ensure it achieves its purpose of enabling efficient and open decision making.  The review was not concerned with the fundamental structures and organisation of the Council.

 

4                    The Corporate Governance Working Group established to consider, on a cross party basis, potentially controversial constitutional amendments had not met prior to July 2004.  Previous amendments to the Constitution had been made on recommendation either from a politically proportionate member body (such as Development Control Committee) or were consequential on changes already approved by Full Council (such as designation of the Chief Executive Officer as Head of Paid Service).

 

5                    Full Council referred the package of changes proposed at its meeting on 28 April 2004 to the Working Group as some members expressed concerns about the wording of some of the proposed changes.  The Working Group met on 22 July 2004.

 

6                    With one exception, the amendments set out in this report were supported, by consensus, by the Working Group.  The only issue upon which consensus was not reached was the issue of access to information for members of Select Committees.  That issue is discussed in more detail below.

 

7                    A copy of the constitution showing each of the proposed changes in context will be available prior to the meeting from Committee Services.

 

CONDUCT OF THE REVIEW

 

8                    On seven occasions between November 2002 and December 2003 the full Council made a number of detailed amendments to the constitution to improve or clarify arrangements, including those in relation to;

 


·               Changes to the Senior Management Structure

·               Traffic Regulation Orders

·               Size of Licensing Panel

·               Members Job Profiles

·               Public questions

·               Holding the Executive to account at full Council

·               Member’s questions

·               Public questions at full Council

·               Speaking at full Council by invited non-Members

·               Establishment of Human Resources committee

·               Extending time scale for public notice of meetings

·               Terms of reference of Select Committees

·               Terms of reference and quorum of Standards Committee

·               Member allowances

·               Additions to the policy framework


 

            Members can be confident that the combined effect of these improvements is that the constitution is significantly more fit for purpose at the end of the review than at the start.  Some further amendments will complete the process.

 

All the above changes have been fed into the final complete version of the constitution that is available on the web site or in hard copy on request from the Democratic Services Manager, and which is a background paper to this report

 

FURTHER TECHNICAL AMENDMENTS

 

9                    The following amendments are recommended as further clarifying and/or improving the constitution without affecting the fundamental principles or structures of the constitutional settlement :

 

9.1             Licensing – Quorum and Panels

 

·                    To add to the terms of reference of the Licensing Committee under Article 8 “(qq) Liquor Licensing”, such delegation to take effect from such time as liquor licensing becomes a function of the Council, and to be subject to further regulations and statutory guidance,

 

·                    To add to the terms of reference of the Licensing Committee under Article 8 after the words “To consider and determine” to add the words “policies, ”

 

·                    To amend the quorum of meetings of the Licensing Committee from 4 to 3.

 

·                    To add to the Licensing Committee Procedure Rules “1(g) applications and appeals will be determined by 3 members, unless the committee determines otherwise”

 

9.2             Article 4 – Definition of Budget and Policy Framework

 

            The current definition of the budget, adopted in 2001, follows a national precedent which has proved to be insufficiently precise. It is recommended that the following definition is substituted, which is a clearer recital of the existing principles and does not change the role or powers of the full council:

 

            “The  budget is defined as:-

 

(i)                 The identification and allocation of financial resources by the Full council, including:

 

·        Revenue expenditure

·        Contingency and reserve funds

·        Council tax base

·        Council tax level

·        Borrowing requirements and limits

·        Capital expenditure

 

(ii)               Any resolution of Full Council identified as a budgetary decision;

 

(iii)             Any limitations to, conditions on or rules governing the management of budgets, virement between budgets, treatment of underspends, windfall income or reserves contained within the Financial Procedure Rules.”

 

            To delete the Annual Library Plan from, and add the Library Position Statement to the Policy Framework, in order to reflect a change to the statutory requirement

 

9.3             Article 10 – Statutory Officers

 

The following changes are suggested:

 

·                     To designate the Head of Legal and Democratic Services as Monitoring Officer and Proper Officer

 

·                     To change all references from Chief Finance Officer to Chief Financial Officer

 

·                     To add to the list of functions of the Chief Financial Officer, under the heading Administration of Financial Affairs the words “including the provision of an internal audit function”

 

·                     To add a new paragraph under the functions of the Chief Financial Officer to read

 

            “Financial Management.   The Chief Financial Officer will monitor the Council’s financial performance on a continuous basis, and will advise the Council of the robustness of its budgets and the adequacy of its reserves.”

 

These changes implement a recommendation of the Audit Commission/District Auditor in the Annual Management letter received in January 2004 and changes to the statutory functions of the Chief Financial Officer under the Local Government Act 2003.

 

9.4             Articles 12 and 14

 

To change all references to, and responsibilities for, legal, contractual and constitutional matters from the Strategic Director Corporate Services to the Head of Legal and Democratic Services and to add a reference to settling legal proceedings under that heading.

 

MEMBER/OFFICER PROTOCOL

 

9.5             To approve the draft Member/Officer Protocol set out in Appendix 1 to this report.

 

ACCESS TO INFORMATION FOR MEMBERS OF SELECT COMMITTEES

 

9.6             Rule 12 of the Select Committee Procedure Rules refers to additional rights of Select Committee members to information, but does not specify what those additional rights are.

 

The law relating to members’ access to information is out of date.  The case law, dating mostly from the 1980s, refers explicitly to service committees and does not easily translate into the era of executive governance and select committees. 

 

The Corporate Governance working Group could not reach a consensus on how to deal with this issue beyond being clear that further work needed to be undertaken in order to ensure sufficient clarity is achieved in relation to this difficult issue. 

 

There are three aspects to the issues :

 

·                    What rights of access do members of the Council have to background papers relating to reports on Select Committee agendas?

 

·                    What rights do members of Select Committees have to material which is relevant to the terms of reference of their Select Committee but does not relate to an item appearing on an agenda?

 

·                    What rights, if any, do members of the Council who are not members of a particular Select Committee have in relation to material not relating to an agenda item being considered by that Select Committee but of relevance to the Terms of Reference of that Select Committee?

 

The law is relatively clear in relation to the first two issues and a proposed amendment to the Constitution dealing with those two aspects of the issue is proposed below.

 

The Working Group was of the view that further work needed to be commissioned in relation to the third aspect of the issue and this is proposed at paragraph 10 below.

 

9.7             It is recommended that the following is added to the Access to Information Procedure Rules

 

            “19.     Select Committees – Additional Access to Information

 

                        All Members of the Council have the right to access background papers relating to an item on a Select Committee agenda, unless access is prohibited by law, by Court Order, or by resolution of the Select Committee.

 

Members of a Select Committee have, in addition, the right to access sufficient information on any issue falling within the Terms of Reference of the Select Committee upon which they sit to enable them to decide whether to seek to add the issue to an agenda of that Committee, unless access is prohibited by law or by a Court Order.

 

The Rights described above are without prejudice to any right of a member of the Council, not being a member of a Select Committee with relevant Terms of Reference, to access information necessary to their function as an elected member, these rights are prescribed by law or by Court Order.”

 

SCHEME OF DELEGATIONS

 

9.8             The scheme requires refreshing to make the existing arrangements clearer and to make delegations directly to Heads of Service. This delivers member’s objectives, which were at the heart of the 2001 restructure, of ensuring Heads of Service are both empowered to deliver, and also accountable for, the services for which they are responsible. There is no material change proposed to the extent to which officers, as opposed to members, take decisions.

 

It is suggested that:

 

(i)             The existing Introduction is deleted

 

(ii)           The following paragraphs are added:

 

Full Council and the Executive delegate the following council and executive functions to Strategic Directors and Heads of Service.

 

In exercising these delegations officers will comply with the Officer Delegations Rules

 

The Chief Executive Officer will maintain and publish a list of services for which each Strategic Director and Head of Service is responsible for, and in relation to which they bear delegated powers. The Chief Executive Officer has authority to amend that list, and this scheme, to reflect operational necessity and in order to deliver continually improving services.

 

(iii)             All references to

 

·          Strategic Directors be amended to add reference to Heads of Service

 

·          Personnel Service Manager be changed to read Head of Human Resources

 

·          The Head of Paid Service be changed to Chief Executive Officer

 

(iv)         That the existing specific delegations be re-ordered to reflect the service responsibilities of the Chief Executive Officer, the Chief Financial Officer and the Head of Legal and Democratic Services.

 

(v)           The delegations in relation to planning and development control be amended in accordance with paragraph 7.5 above.

 

The Officer Delegations Rules revised in accordance with the above are attached as Appendix 2 to this report.

 

As the scheme of delegations concerns executive (under S15(4) Local Government Act 2000) as well as council functions (under S101 Local Government Act 1972), it is necessary for the executive to approve the scheme, insofar as it relates to executive functions and it is proposed that they take effect from the date upon which the Executive so approve them.

 

ETHICAL AUDIT

 

9.9             The Standards Committee has been conducting an audit of the arrangements to ensure and promote standards of ethics and probity and has made 12 interim recommendations. In order to deliver one of those recommendations the Terms of Reference of the Audit Panel (as attached at Appendix 7) should be added to the constitution as part of Article 8.

 

9.10         The interim recommendations also proposed a number of updating and refreshing issues within the constitutional documents and these have already been covered by Council decisions or are recommended by this report.

 

DEVELOPMENT CONTROL COMMITTEE

 

9.11         The Development Control Committee has debated the revision of the Scheme of Delegations, the Development Control Committee Procedure Rules and Code of Practice for Councillors and Officers Dealing With Development Control Matters, including the Rules on Site Visits.  Although the majority of the changes proposed by the drafts attached at Appendices 3 to 6 found support from members of Development Control Committee, debate on one issue failed to deliver a consensus.  That issue was the participation of portfolio holders in Development Control Committee business.

 

9.12         It is proposed, therefore, that further work be undertaken by the Standards Committee, Monitoring Officer and Head of Planning Services designed to deliver guidance in relation to Portfolio Holders’ engagement in Development Control Committee debates; that work to be undertaken and completed by the start of the next Council.

 

FURTHER WORK

 

10               The work of the Corporate Governance Group, and separate work being undertaken on behalf of the Standards Committee in relation to an Ethical Audit, has revealed the need for both clear advice, and clear procedures, in relation to the rights of members to access information other than in relation to their membership of Select Committees or as Portfolio Holders. 

 

The need for this development work is substantially due to inadequacies in the law and sufficient time should be allowed for a substantial piece of work to be completed which aspires to produce constitutional provisions which will last at least until any changes in the law. 

 

Although there is an ethical dimension to this issue, and the Ethical Audit being undertaken is expected to make recommendations in relation to this activity, the issue is principally one of corporate governance and it is suggested that the additional work be undertaken and reported to the working group in, or after, December 2004, rather than to the Standards Committee.  Recommendations can subsequently be brought to Full Council.

 

ARTICLES 6 & 7 – PORTFOLIO HOLDERS AND SELECT COMMITTEES

 

11               These provisions form part of the executive arrangements and can only be amended pursuant to the Local Authorities (Changing Executive Arrangements and Alternative Arrangements)(England) Regulations 2001. The articles are in need of refreshing, but in practical terms the optimum time for review will be at the start of the next council.

 

FINANCIAL REGULATIONS/CONTRACT STANDING ORDERS

 

12               Financial Regulations and Contract Standing Orders are currently under review and revised drafts will be proposed to Full Council in due course.

 

DECISION MAKING PROTOCOL

 

13               This part of the constitution should have profound implications and be of great assistance, in managing the Council’s decision-making processes.  It is, however, rarely referred to and is, therefore, proving itself to be less useful than it could be.  It is suggested that this is the only other part of the constitution which can usefully be reviewed, in some depth, during the next municipal year.

 

14               Part of this revision could usefully include a short summary of the distinct roles of the Full Council, Executive, Portfolio Holders, Strategic Directors and Heads of Service in order to ensure greater consistency and understanding about the different circumstances in which each takes decisions and/or supports the decision making process.

 

15               In order that progress on the many other issues reflected in the revised Rules, Code of Practice and Scheme of Delegations can be implemented, it is proposed that the revised documents contained in Appendices 3 to 6 be adopted.

 

STRATEGIC DIRECTOR CHILDREN’S SERVICES/STRATEGIC DIRECTOR ADULT AND COMMUNITY SERVICES

 

16               The new roles of Strategic Director of Children’s Services, and of Strategic Director of Adult and Community Services are reflected in proposed revisions to the scheme.

 

OTHER CHANGES TO OFFICER DELEGATIONS

 

17               The opportunity of this revision has been taken to suggest adding to the delegation to the Strategic Director of Environment Services and the Head of Planning Services, a delegation in relation to the determination of Village Green applications. This delegation is designed principally to speed up the processing of applications and includes as specific reference to the appointment of a non statutory inspector.

 

18               Similarly, the delegations to the Strategic Director of Adult and Community Services can usefully be amended to add reference to delegations relevant to the new Safer Communities Team and particularly to the issuing of authorisations under the Anti-Social Behaviour Act 2003.

 

19               The Head of Legal and Democratic Services has for several years been the Council’s Data Protection Officer without this being reflected in the Scheme of Delegations. Given the imminent further implementation of the Freedom of Information Act, it is recommended that a delegation in wide terms covering data protection and information management functions is added to the Scheme.

 

CHANGES IN THE LAW/OPERATIONAL NECESSITY

 

20               It is always possible that other changes to the constitution are required during the next twelve months.  To promote stability and to enable focus on service delivery it is suggested that, other than the areas set out in paragraphs 10 to 15 above, only such other changes as are required by developments in the law or by operational necessity are considered by full Council

 

DELEGATED POWERS

 

21               Many of the changes which have been brought before full Council within the last twelve months are too trivial to have merited time before the full Council.  It is, therefore, recommended that the Head of Legal and Democratic Services is given a specific delegation to amend, in consultation with the Chairman of the Council, the constitution to reflect changes in the law and/or to clarify existing provisions where the amendment does not affect the substance of the constitution.

 

22               This delegation will mean that changes, such as new management structures, approved elsewhere by members, do not need to be reported to Full Council.

 

STRATEGIC CONTEXT

 

23               The purpose of the constitution is to deliver open, efficient decision making processes, in order to deliver strategic and operational objectives of the Council

 

CONSULTATION

 

24               Changes to the constitution, under the terms of guidance issued in the light of the Local Government Act 2000, requires proportionate public consultation when changes to the constitution are being considered.  As the changes being discussed in this paper affect the efficiency of the operation of the constitution, rather than amendments to the structures and fundamental principles of the constitution, the publication of this report, in accordance with the access to information procedure rules, amount to sufficient public consultation.

 

FINANCIAL/BUDGET IMPLICATIONS

 

25               The cost of producing updated versions of the constitution and Members handbook will be met within existing budgets.  This step is necessary in order to reflect changes which have already been made to the constitution and to comply with recommendations from the Audit Commission/District Auditors annual management letter.

 

LEGAL IMPLICATIONS

 

26               Full Council is the body competent to amend the constitution.  The amended constitution must be consistent with the Local Government Act 2000 and the constitutions directive issued by the then Secretary of State for Environment, Transport and the Regions in December 2000.

 

RECOMMENDATIONS

 

It is recommended that:

 

(i)             each of the changes to the constitution set out in paragraphs 9 and 16-19 be adopted.

 

(ii)          the further work set out in paragraphs 10 to 14 be undertaken and reported to future meetings of Full Council.

 

(iii)        the Head of Legal and Democratic Services is given a specific delegation to amend, in consultation with the Chairman of the Council, the constitution to reflect changes in the law and/or to clarify existing provisions where the amendment does not affect the substance of the constitution.

 

 

BACKGROUND PAPERS

 

Agendas and Minutes of full Council, the Executive, Development Control Committee and Select Co-ordinating Committee

Ofsted Local Education Authority Inspection report

IDEA Peer Review Report

 

Contact Point  :  John Lawson, Head of Legal and Democratic Services, County Hall, Newport, Isle of Wight  F 01983 823207
 

 

 

JOHN LAWSON

Head of Legal and Democratic Services

& Monitoring Officer

COUNCILLOR SHIRLEY SMART

Leader of the Council


APPENDIX 1

 

DRAFT REVISED PROTOCOL ON MEMBER/OFFICER RELATIONS

 

1.                  Good Member/Officer relations, based on mutual respect and understanding, are essential to the effective operation of the Council.

 

Members’ Roles

 

2.                  The Constitution sets out 10 detailed job profiles reflecting the many and varied roles and responsibilities which Members may take on at various times whilst they sit on the Council.

 

3.                  In undertaking those roles and responsibilities, elected Members are required to operate within the law, the Constitution of the Council and within local and national codes and protocols. Members must always act in the public interest. Ultimately however, Members are accountable to the electorate through the ballot box.

 

Role of Officers

 

4.                  Officers are paid employees of the Council (not of elected Members).   Officers are also required to operate within the law, the Constitution of the Council, local and national codes and protocols and must always act to achieve the objectives of the Council.  Ultimately as employees, Officers are accountable under their contracts of employment.  Some employees are in politically restricted posts and cannot stand for election, nor hold certain posts in political parties

 

5.                  Officers have a duty to provide information, advice and recommendations to elected Members.  Such information, advice, etc can be given both formally and informally, but where significant or potentially controversial issues are at stake should be given formally and in writing.

 

6.                  Proper, open dialogue between Elected Members and members of staff of all grades and seniority is essential to good governance.  In order to ensure that dialogue is mutually respectful, productive and contributes to the effective running of the Council, certain principles should be followed :

 

Officers should never lobby Members or otherwise improperly seek to influence their decision-making, nor should they seek to act for personal rather than professional motives.

 

Member Decision Making

 

7.                  The principal focus of Member decision making is to determine policy and strategic objectives.  Members will only exceptionally be involved in operational or managerial decisions designed to deliver those policies and strategic objectives. One exception to this principle is that members sitting in a regulatory capacity will take decisions which affect the rights of individuals, for example in relation to development control and licensing matters, to which specific codes of practice apply.

 

8.                  Member decision making is always formal, public and auditable on the basis of written reports and their advice from all relevant officers.

 

9.                  Accordingly, Members should not purport to give instructions directly to Officers on an informal basis, except to the small number of Officers employed specifically to provide support services to elected Members.

 

10.             Members need to be aware that some, particularly more junior, members of staff can feel intimidated by direct approaches by Members, and in particular should avoid being in a position where they could be seen as asking an officer to act against Council policy, against the Officer’s professional judgement or otherwise under pressure from the member.

 

Provision of Information

 

11.             Members have a need to know a wide range of information, but there are some limits to their rights.  In order to protect the Council and those about who information is held, Officers are entitled to request Members identify the purpose for which they require information.  Those purposes may only be in connection with the Members’ duties as an elected Member and not for personal, political or other purposes.

 

12.             Equally on the rare occasions when a request by a Member for information is refused, the Member is entitled to request written reasons and that a copy of those reasons is sent to the Monitoring Officer for advice.

 

Officer’s Advice

 

13.             Advice by Officers must be confined to Council business and must be sought and given, in a manner which will avoid compromising the political neutrality required of employees.

 

14.             Many officers are willing to be contacted by members at home outside of normal working hours, but this step should only be taken in cases of genuine importance or urgency or by prior arrangement.

 

Group Briefings

 

15.             Political Groups may request private and confidential briefings, including the provision of written information on matters of policy, which are or may become, the subject of discussion by the full Council, Executive or any Committee.

 

16.             Attendance by Officers at Group meetings may be requested, but Officers will always have the option of declining to attend and give written advice as an alternative.  It is not usually considered good practice for officers to attend such briefings alone.

 

17.             Where an Officer attends a Group meeting, they have an obligation to notify the Monitoring Officer of the fact of their attendance and the subject of the briefing.  The Monitoring Officer will then notify the other Political Groups that the briefing has been given.

 

Complaints and Criticism

 

18.             Neither Officers nor Members should pass comment about Officers in a way which could be taken as personally critical of, or as undermining, that Officer. Similarly, it is never the role of an Officer to criticise or undermine a Member.

 

19.             Complaints about elected Members should be made to the Monitoring Officer (or in serious cases, direct to the Standards Board for England).  A breach of this protocol may be evidence of a breach of the Members’ Code of Conduct.

 

20.             Complaints about Officers should be made to their Head of Service, or where necessary, to their Strategic Director or direct to the Chief Executive Officer.  Such complaints will be dealt with by appropriate disciplinary, capability or other established procedure.

 

21.             Except as part of an appointment or appeals panel, Members are prevented by law from becoming involved in matters relating to individual employees.  Information about disciplinary, capability or other employment processes are one of the exceptions to the rights of Members to access information.

 

Executive and Select Committees

 

22.             The Constitution of the Council establishes a separation of powers between the Executive and the Select Committees.  Officers owe an equal duty to both the Executive and the Select Committees.  Sometimes real or perceived conflicts may arise, for example, when a Select Committee wishes an Officer to explain their advice in relation to a controversial policy or decision.  In such circumstances, conflict can be avoided by Officers advising impartially on the relative merits of alternative approaches.

 

Advice and Guidance

 

23.             This protocol deals with general principles and is not designed to address particular circumstances.  Advice can be sought from the Monitoring Officer and Chief Executive Officer whenever difficult situations arise.  Some circumstances will benefit from deliberation by the Standards Committee of the Council, which has advising Members on standards of ethics and probity as one of its terms of reference.

 

Personal/Family/Financial Relationships

 

24.             Usually it is incomparable with good member/officer relations for close personal, or any financial, relationships to develop between officers and Members.  Very occasionally there may be exceptions to this rule, and/or that family relationships will exist.

 

25.             Where there are unusually close relationships (and in the case of any financial relationships) guidance should be sought and the relationship notified in writing to the employee’s Director (or in the case of Directors to the Chief Executive Officer)


APPENDIX 2

DELEGATIONS TO OFFICERS

 

INTRODUCTION

 

Full Council and the Executive have delegated the following council and executive functions to Strategic Directors and Heads of Service under the terms, respectively of S101 Local Government Act 1972 and S15(4) Local Government Act 2000.

 

In exercising these delegations officers will comply with the Officer Delegations Rules

 

The Chief Executive Officer will maintain and publish a list of services for which each Strategic Director and Head of Service is responsible for, and in relation to which they have delegated powers under this scheme. The Chief Executive Officer has authority to amend that list, and this scheme, to reflect operational necessity and in order to deliver continually improving services.

 

1.         OFFICERS’ DELEGATIONS RULES

 

Where decisions are taken or powers are exercised by Officers under delegations from the Council, the following principles and conditions shall apply:-

 

1.1             Powers shall be exercised in accordance with the Law, the Council’s Procedure Rules, Financial Procedure Rules, Contract Procedure Rules and any policies relevant to the functions delegated.

 

1.2             Decisions shall be taken in the name of, but not necessarily personally by, the officer with the delegated power.  Any officer with delegated powers may authorise another officer to act either in their own name or in the name of the authorising officer.  Such decisions remain the responsibility of the officer with the delegation.

 

1.3             It is the responsibility of officers who take delegated decisions to keep an appropriate and auditable record of the date the decision was taken, the principal considerations involved in reaching the decision, the reasons for the decision and any advice taken and/or consultation undertaken

 

1.4             In exercising delegated authority regard must be had to:-

 

·              Furthering the achievement of the Community Strategy and the Council’s Strategic objectives;

 

·              Encouraging openness and accountability through consultation and participation;

 

·              Ensuring ethical and financial probity and the good management of financial, human and physical resources;

 

·              Pursuing lawful, proportionate and reasonable decision making taking into the account all relevant factors and having regard to the European Convention on Human Rights;

 

·              Following the relevant protocols and Codes of Conduct;

 

·              Demonstrating continuous improvement in the delivery of services;

 

·              Taking steps to promote equality and to eliminate unlawful discrimination in the Council and on the Island;

 

·              Taking steps to prevent and reduce crime and disorder;

 

·              Taking steps to promote the economic social and environmental financial wellbeing of the Island;

 

·              Absolute standards of integrity and priority;

 

1.5             In deciding whether or not to exercise delegated powers, officers shall whenever the decision is potentially controversial consult with the relevant Portfolio Holder and/or Select Committee Chairman and shall always be entitled to refer matters for decision to the appropriate Member body where they consider they should do so.

 

1.6             In exercising these delegated powers the officers concerned shall have broad discretion, subject to these rules, to use the most efficient and effective means available, including the deployment of staffing and other resources within their control and the procurement of other resources necessary whether within or outside the Council.

 

1.7             Officers shall act so as to achieve for their service the policies and objectives of their service and always having regard to the overall and corporate objectives and interests of the Council.


 

2                    GENERAL DELEGATIONS TO DIRECTORS AND HEADS OF SERVICE

 

General

 

2.1             Within the provisions of statutory requirements, schemes of conditions of service, Standing Orders, Standing Orders as to Contracts and Financial Regulations of the Council and subject to approved estimates and established policies, Strategic Directors and Heads of Service are empowered to make such decisions and to initiate such actions as they deem necessary in the interests of the efficient running of their directorates and the services which they deliver.

 

2.2             The delegated powers within the scheme are exercisable by the Strategic Director or Heads of Service or other person authorised by them.

 

Finance

 

2.3             In accordance with Council policies, to authorise any increase, or decrease, in fees and charges subject to consultation with the relevant member of the Executive and the Chief Financial Officer.

 

2.4             Subject to Council policy and approved budgets to incur expenditure in the discharge of the responsibilities for each directorate provided that no commitment to expenditure is made in excess of the approved budget.

 

2.5             Subject to prior approval of the Chief Financial Officer to have the general power of virement as set out in Financial Regulations.

 

2.6             Within policy to make application for any grants or external funding on behalf of the Council.

 

2.7             Within approved policy and budget and within the competence of the Council to engage in providing services for outside agencies.

 

2.8             To serve notices in connection with any function within the competence of the Council.

 

Personnel

 

2.9             In accordance with policies and procedures adopted by the Human Resources committee and/or the Head of Human Resources to recruit, deploy and manage staff including, with appropriate consultation with the Head of Human Resources, capability and disciplinary procedures; the making of ex gratia payments in respect of loss or damage; waiver of repayment of expenses, allowances or the cost of training; approval of early retirement or redundancy and the determination of terms and conditions.


 

STATUTORY OFFICERS

 

3                    CHIEF EXECUTIVE OFFICER

 

3.1             Where necessary in consultation with the Monitoring Officer, Chief Financial Officer, Political Groups, Leader of the Council and/or relevant Portfolio Holder(s), to authorise urgent action between Executive meetings and ensure that the decision be made available to the Chairmen of the relevant Select Committee.

 

3.2             To authorise, as an approved duty, attendance of members at appropriate conferences, seminars, visits etc, both in this country and abroad.

 

3.3             To be the Council's Head of Paid Service.

 

3.4             Responsibility for ensuring :

 

(i)    that human resource management complies with current Council policy and standards.

 

(ii)   propriety and observance of Codes of Conduct for all Council staff.

 

(iii)  compliance with and observance of all established Council policies.

 

3.5             To provide professional advice to all partners in the decision making process.

 

3.6             In conjunction with the Monitoring Officer to maintain a system of record keeping for all the Council's decisions.

 

3.7             To make arrangements for the Council to be represented on partnership and external bodies as required by statute or the Council.

 

3.8             To have all the powers of any other officer of the Council in the event of their absence or inability to act, except insofar as the exercise of such powers is by law limited to a specific postholder.

 

3.9             To act as Returning Officer for Parliamentary and Local Elections.

 

3.10         Within the Council policy and within budget to manage and operate on a day to day basis County Hall accommodation.

 

3.11         To agree fees and charges for election staff as recommended by the Joint Working Party of Chief Executives and District Secretaries throughout Hampshire and the Isle of Wight.


 

4                    MONITORING OFFICER

 

4.1             To oversee vires issues and report as appropriate to the Council on any proposal, decision or omission that would give rise to unlawfulness or if any decision has given rise to maladministration.

 

4.2             To authorise investigations and reports on issues that are relevant to the Council's functions.

 

4.3             To make arrangements for the promotion and maintenance of high standards of conduct within the Council.

 

4.4             To undertake appropriate arrangements in connection with the Council's Standards Committee.

 

4.5             To make arrangements for decisions of the Executive, the reasons for those decisions, relevant reports and background papers to be publicly available.

 

4.6             To make arrangements for the maintenance and inspection of the register of members and co-opted members interests.

 

4.7             To provide appropriate support to members and officers to assist in undertaking their roles.

 

5                    CHIEF FINANCIAL OFFICER

 

5.1             To provide professional financial advice in relation to the Council's corporate management.

 

5.2             To make arrangements for the maintenance of the Council's financial administration and stewardship.

 

5.3             To make arrangements for the provision of financial information.

 

5.4             To monitor the Council’s financial performance on a continuous basis, and advise the council of the robustness of it’s budgets and the adequacy of it’s reserves.

 

 


 

6                    DIRECTORATE OF CORPORATE SERVICES

 

The following functions are delegated to the Strategic Director and the relevant Head of Service:

 

Legal and Democratic Services

 

6.1             On behalf of the Council to institute, defend and carry on legal proceedings, including prosecutions, and to retain Counsel or instruct Parliamentary Agents and other solicitors as and when necessary.

 

6.2             To be responsible for implementing and managing at the direction of the Council, the Council's Business System including, in accordance with the wishes of the Political Groups, the changes to Committee membership.

 

6.3             To issue licences and permits, and to keep registers as required by any enactment within Council policy.

 

6.4             To serve notices and publish any matters in connection with any function within the competence of the Council including the Proper Officer with regard to any provision within the Local Government Acts unless otherwise delegated elsewhere.

 

6.5             To make Orders under any statutory provision within the powers of the Council and where such an Order has been approved either by a Committee or by a relevant officer whilst exercising his delegated powers.

 

6.6             To authorise the attestation of documents signed and sealed on behalf of the Council.

 

6.7             To make appointments to outside bodies where nominations have been sought from all members of the Council and appropriate nominations received to fill the vacancies available, subject to consultation with the relevant member of the Executive. Where there are more nominations received than vacancies the appointment to be referred to the Executive or Council as deemed appropriate, after consultation with the Leader.

 

6.8             To review the allocation of seats on the Executive, Select Committees or a Regulatory Committee between political groups and advise on the allocation which meets the requirements of the appropriate legislation and in accordance with the decision of the Council, and wishes of the political groups, make the appropriate appointments to these.

 

6.9             In relation to the appointment as Proper Officer to exercise the function of Births, Deaths and Marriages.

 

6.10         To undertake functions in relation to data protection, freedom of information and information management, including the determination of requests and the arrangement of appeals.

 

Chief Financial Officer

 

6.11         To make arrangements for the proper administration of the financial affairs of the Council.

 

6.12         Subject to the Financial Procedure Rules of the Council and to all relevant legislation the Chief Financial Officer shall have delegated responsibility to carry out all functions necessary to make arrangements for the proper administration of the financial affairs of the Council including the operation of such funds, provisions and reserves as he considers appropriate for this purpose.

 

6.13         Subject to the policies of the Council and within approved budgets to:

 

(a)     Implement decisions of National Negotiating Bodies affecting employees, except insofar as such decisions give discretionary powers to employing authorities.

 

(b)     Make arrangements for the borrowing of such moneys as are necessary and in accordance with the Council's Treasury Strategy and Policy, to invest any temporarily surplus funds and to borrow on overdraft from the Council's bankers such sum or sums as may from time to time be required up to a limit agreed between the Council's bank and the Council.

 

(c)     Select and/or switch financing methods for capital expenditure including leasing as appears to be in the Council's best financial interests, to include the annual statutory determinations for capital financing.

 

(d)     Arrange the issue of Revenue Bills to the maximum value permitted by Schedule 13, Local Government Act 1972.

 

(e)     After consultation where appropriate with the head of Legal and Democratic Services to settle claims by third parties which are not recoverable from the Council's Insurers.

 

(f)      Authorise the payment of gratuities to part-time employees declared redundant who would not qualify for redundancy payments.

 

(g)     Make arrangements for the investment of the Pension Fund subject to any strategic decisions of the Investment Panel, to authorise persons to act as proxies at meetings and business in connection therewith, to authorise the Common Seal of the Council to be affixed to any necessary documents in connection with the above.

 

(h)     Provide financial services to external organisations on a full cost recovery basis.

 

(i)      Annually, in liaison with the Corporate Director of Social Services and Housing to set the rents of temporary housing accommodation.

 

(j)      To advise Members on policy issues in respect of pensions administration and to take decisions in respect of the Pension Scheme.

 

(k)     To maintain an internal audit of the Council's financial affairs.

 

(l)             Authorise officers to sign certificates as required by the Local Government Finance Act 1998.

 

(m)        To manage all routine matters arising under the Local Government Pension Scheme Regulations and the Local Government Compensation Regulations.

 

(n)          To take decisions on all pension cases falling within precedent, guidelines or regulations.

 

(o)          To make arrangements for the Billing and Collection of Council Tax and Non Domestic Rates and, where appropriate, outstanding Community Charge and Domestic Rates and for the determination and payment, where applicable, of Housing Benefit and Council Tax Benefit.

 

(p)          To authorise Officers of the Council to institute proceedings in the Magistrates Court or the County Court on behalf of the Council for the Recovery of Council Tax, Non Domestic Rates, Community Charge and Domestic Rates and to authorise any person to act on the Council's behalf in taking any Court Proceedings or other enforcement measures appropriate to the task of Recovery, and to authorise the Common Seal of the Council to be affixed to Documents of Council in this connection.

 

(q)          To issue Attachment of Earnings Orders in respect of Council Tax and Community Charge and authorise any person to act on the Council's behalf in the issuing of such orders.

 

(r)            To issue warrants for the seizing of goods and chattels by the Bailiff in respect of the recovery of rent and authorise any person to act on the behalf of the Council.

 

(s)          To authorise any person to attend hearings of the Valuation Tribunal on behalf of the Council.

 

(t)            To determine the council tax base for each financial year

 

Information Technology

 

6.14         Within approved budget and Council policy:

 

(a)     To be the Council's overall co-ordinator on all relevant IT matters to assist with the proper functioning of the Council's business.

 

(b)     To authorise the use of computer hardware and software agencies to deal with programming and processing emergencies, to arrange mutual hardware standby facilities and to make the IT Section's services available to third parties for the same purpose on a full cost recovery basis.

 


 

7                    STRATEGIC DIRECTOR, ENVIRONMENT SERVICES

 

The following functions are delegated to the Strategic Director and the relevant Head of Service:

 

Highways and Transportation

 

7.1             To authorise:

 

(a)       the erection and sitting of buildings or structures or the carrying out of works in front of the prescribed building line pursuant to the powers contained in the Highways Acts 1980;

(b)       interference with or obstruction to highways pursuant to powers contained in the Highways Acts 1980.

 

7.2             To authorise the statutory powers of entry on to any land for the purpose of survey and to place or leave on or in that land any apparatus for use in connection with that survey.

 

7.3             ln an emergency, to take such action as is necessary to protect life or to preserve property belonging to the Council or the well being of the occupants for whom the Council is responsible and to effect repairs.

 

7.4             (i)         The power to contribute up to a maximum of 10% of the estimated costs of the maintenance of access roads, the route of which coincides with a by-way or bridleway.

 

(ii)        The discretion to undertake minor works of repair and general maintenance of rights of way.

 

7.5             In consultation with the Strategic Director, Corporate Services to demolish property acquired for road schemes in advance of requirements.

 

7.6             To authorise the entering into of agreements with developers under Sections 37, 38 and 278 of the Highways Act 1980 and Section 111 of the Local Government Act 1972 and for the adoption of streets constructed to specification and to exercise the default powers thereunder if required.

 

7.7             To plan and carry out highway improvements not requiring planning permission, subject to notification to the Local Land Charges Registrar as necessary and appropriate.

 

7.8             To approve :

 

(a)       the placing of structures within highway limits;

 

(b)       the laying, maintenance and inspection of pipes, cables or other lines over or under the highway;

 

(c)        the erection of stiles, gates or cattle grids;

 

(d)       arrangements for motor vehicle and cycle trials subject to the concurrence of the relevant member of the Executive.

 

7.9             To exercise the Council's powers, including the giving of formal notices:

 

(a)       to require the removal of obstructions to sight lines at corners and to remove unauthorised signs on any part of the highway;

 

(b)       to require the removal, lopping and cutting of trees or hedges overhanging or near to a highway;

 

(c)        to pipe or culvert and fill up roadside ditches;

 

(d)       to require the execution of works to prevent soil or waste from land from falling or being washed on to a street;

 

(e)       to take any action in relation to any obstruction of or damage to the highway or users thereof;

 

(f)         in relation to alterations of the public highway whereby notices may be served on statutory undertakers or by them upon the Council, and to agree estimates and specifications in connection therewith and to exercise all other powers under the New Roads and Street Works Act 1991.

 

(g)       to require the removal of abandoned vehicles and any appropriate action relating thereto.

 

7.10         To approve the advertisement of proposals to make Traffic Regulation Orders under the Road Traffic Regulation Act 1984, as amended, and to approve the making Orders in respect of advertised proposals where no objections have been received subject to consultation with the relevant member of the Executive.

 

7.11         To approve the advertisement and making of Traffic Regulation Orders and to approve the posting of notices under Section 14 of the Road Traffic Regulation Act 1984.

 

7.12         To agree contributions to regional water authorities' surface water drainage schemes calculated on the proportion of highway `run-off' to that from other areas and to make payments of up to Ł1,000 to any minor drainage scheme of any type where the highway will benefit.

 

7.13         To arrange for the temporary use of land for storing of highway materials or equipment.

 

7.14         To carry out minor temporary repairs in private streets required to remove danger to persons or vehicles.

 

7.15         To erect traffic signs and in consultation with the Head of Property Services to arrange wayleaves for their erection on private property.

 

7.16         To enter into agreements :

 

(a)       permitting encroachments of the highway to remain;

 

(b)       for the maintenance and planting of land within highway limits;

 

(c)        with other public authorities for the provision of services and the recoupment of charges.

 

7.17         To certify interim and ex gratia payments on all principal road and ‘other roads' contracts.

 

7.18         To grant permission for the erection of banners over highways, subject to appropriate conditions including conditions necessary for public safety.

 

7.19         To seek planning permission for the purposes of Regulations 4(1) and 5(2) of the Town and Country Planning General Regulations 1976.

 

7.20         To seek tenders for public transport services that in his opinion are necessary, with and that the tenders received being put before the Executive for determination.

 

7.21         To adjust the timetable and routes for the tendered local bus services that in his opinion are necessary or essential to the maintenance of a balanced timetable.

 

7.22         To make public path orders under the Highways Act 1980 and modification orders under the Wildlife and Countryside Act 1981 where the approved consultation procedure has produced no objections to the proposed order; such action when taken to be reported to the next meeting of the Regulatory Appeals Committee.

 

7.23         To conclude agreements under the relevant sections of the Town and Country Planning Act or the Highways Act to enable developers to carry out works and dedicate land as part of the publicly maintainable highway subject to adequate budget provision, and in the case of capital contributions being required, in consultation with the relevant member of the Executive.

 

7.24         To authorise, after consultation with the relevant member of the Executive, that disposal of redundant vehicles to non-commercial charitable organisations provided that the availability of these are first advertised following which recipient organisations be chosen by lot.

 

Property Services

 

7.25         Within approved budget and Council policy to manage the Council's property portfolio through the Council's Property Services Manager including, in particular, the power to buy and sell land; to enter into or grant leases and licences; to make planning applications building control applications and such other applications to comply with statutory requirements; to develop property in accordance with Council policy and to inform the relevant ward councillor.

 

Building Control

 

7.26         Building Control matters, in particular the issue of notices and determination of applications, consents or approvals under the Building Act 1984 and the Local Government (Miscellaneous Provisions) Act 1982.

 

Planning

 

7.27    The processing and determination of all applications and related submissions is delegated to the Director of Environment Services, the Head of Planning Services and the Development Control Manager with the following exceptions:

 

(a)               Applications for residential development schemes in excess of 50 dwellings on land allocated for residential purposes in the Unitary Development Plan (or on sites in excess of 1 hectare where the number of dwellings is not indicated).

 

(b)               Applications for residential development schemes in excess of 20 dwellings on land not allocated for residential purposes in the Unitary Development Plan (or on sites in excess of 0.5 hectares where the number of dwellings is not indicated).

 

(c)               Applications for industrial/commercial development in excess of 2500 square metres floor space (or on sites in excess of 1.0 hectares where a floorspace is not indicated).

 

(d)               Applications for retail development in excess of 1000 square metres floor space (or on sites in excess of 0.5 hectares where a floorspace is not indicated).

 

(e)               Applications which by their nature need to be accompanied by an Environmental Impact Assessment (or Environmental Statement) as a requirement of the Town & Country Planning (Environmental Impact Assessment) (England and Wales) Regulations 1999 or any future such Regulations.

 

(f)                 Applications submitted by or on behalf of a Member (or their spouse/partner) or by any officers (or their spouse/partner) employed in Planning Services or any other areas of the Council where the individual may be involved in the planning process.

 

(g)               Applications where the proposed development is for Council purposes or involves Council owned land or property (except where the application is for minor works to existing property, where the use is not to be changed and where there is no consequent proposal to dispose of the property).

 

(h)               Applications for listed building consent (or the associated planning application) proposing the complete demolition of a listed building.

 

In addition to these types of application the following proposals (not capable of identification at registration stage) will also be reported to Development Control Committee:

 

(i)                  Applications where an elected Member has submitted a written request for determination by the Development Control Committee.  This request should be accompanied by relevant and sustainable reasons as to why, in the view of the Member, the application should not be determined by Officers without reference to the Development Control Committee.

 

(j)                  Applications which in the opinion of the Director of Environment Services/Head of Planning Services/Development Control Manager (or other appropriate nominated officers) need to be determined by the Development Control Committee on the basis that it is a contentious/sensitive issue arising from the scale and nature of third party representation/consultation responses and (potential) conflict with national and/or regional and/or local planning policies.

 

7.28         Preparation and service of Planning Contravention Notice.

 

7.29         Preparation and service of Breach of Condition Notice.

 

7.30         Prosecution in respect of unauthorised advertisements and works to listed buildings without the appropriate listed building consent.

 

7.31         Delegated to the Head of Planning Services and the Development Control Manager (in consultation with the Chairman of Development Control Committee and the appropriate ward Member).

 

7.32         Preparation and service of any Enforcement Notice.

 

7.33         Preparation and service of a Notice under S215 Town and Country Planning Act 1990.

 

7.34         Determinations to take no further enforcement action after detailed examination of circumstances surrounding an alleged breach of control, or the serving of a Planning Contravention Notice.

 

7.35         All matters relating to the preparation and service of Stop Notices will be reported directly to the Development Control Committee.

 

7.36         To carry out appropriate publicity for applications in accordance with the statutory requirements.

 

7.37         To agree amendments to approved plans in accordance with approved procedures.

 

7.38        To add or amend any condition or reason as appropriate to the decision notice as long as the resultant decision is in accordance with the intention of Development Control Committee and the formal resolution.

 

7.39         The removal of illegally displayed advertisements.

 

7.40        Determining applications for lopping, topping and felling of preserved (or protected) trees.

 

7.41         Determining the need for environmental statements.

 

7.42        Determining the amount of loans/grants in accordance with the Council's Environmental Improvement Grant Scheme and Conservation Area Partnership Schemes, CAPS and HERS.

 

7.43         Declining to accept for determination repetitive applications.

 

7.44         Determination as to whether planning permission is required or not.

 

7.45        To issue decisions made on planning applications and other related submissions.

 

7.46        Where the Development Control Committee wishes to grant, or refuse, permission contrary to the recommendation, the Strategic Director or Head of Planning Services can invoke a ‘cooling off' period which will enable the production, in consultation with the Head of Legal and Democratic Services, to prepare a report for the next meeting, commenting on the sustainability of the proposed reasons for refusing planning permission.

 

7.47        Routine Street naming and numbering in consultation with the relevant member of the Executive and the local member.

 

7.48        To undertake appropriate action in connection with the preparation and/or amendment of the Unitary Development Plan.

 

7.49        To determine any question in relation to a Village Green Application including the appointment of an inspector to conduct a non-statutory enquiry into any Village Green application.

 

Environmental Health, Trading Standards and Bereavement Services

 

7.50        Responsibility for fulfilling the Council's responsibilities and obligations for Trading Standards, including weights and measures, animal health, consumer safety, food and consumer advice.

 

7.51        Responsibility for fulfilling the Council's responsibilities and obligations for Environmental Health, including food, Health and Safety and environmental protection.

 

7.52        Responsibility for fulfilling the Council's responsibilities and obligations in regard to licensing in those areas encompassed by the Service.

 

7.53        To authorise three senior officers from the Environmental Health Section, together with a member of the Licensing Committee, to consider all door steward applications refused by the Senior Licensing Officer.

 

7.54        To grant street trading licences and public entertainment licences where no objection has been received, and after consultation with the Chairman, or Vice Chairman, of the Licensing Committee and the local member.

 

7.55        To waive charges for street trading consents where these are for charitable purposes where appropriate.

 

7.56        To approve contractors being included to the Council's list for pest control provided these meet the Council's specifications.

 

7.57        Responsibility for fulfilling the Council's responsibilities and obligations with regard to the statutory requirements and general operation of Bereavement Services.

 

Economic Development

 

7.58        To ensure the implementation of the Economic Strategy including Single Regeneration Budget and European matters and the making of relevant applications for government and European funding, within approved budget and to liaise with the Isle of Wight Economic Partnership and the Tourism Partnership.


 

8           CHIEF FIRE OFFICER

 

8.1   The Chief Fire Officer shall be the executive, operational and administrative head of the Fire and Rescue Service.

 

8.2   The Chief Fire Officer shall be directly responsible to the Fire Authority for maintaining the Isle of Wight Fire and Rescue Service:

 

(a)        Responsible to the Fire Authority for the Standards of Fire Cover for the Island and such equipment that may be necessary to meet efficiently all normal requirements.

 

(b)        The efficient training of the members of the Fire and Rescue Service.

 

(c)        The efficient arrangements for dealing with calls for assistance for the Fire Brigade in case of Fire and for summoning members of the Fire Brigade.

 

(d)        Efficient arrangements for obtaining by inspection or otherwise information required for firefighting purposes with respect to the character of buildings and property in the Fire Authority's area and available water supplies and the means of access to them and other material local circumstances.

 

(e)        Efficient arrangements for ensuring that reasonable steps are taken to prevent or mitigate damage to property resulting from measures taken in dealing with fires.

 

(f)         Efficient arrangements for giving when requested of advice in respect of buildings and other property in the area of the Fire Authority as to fire prevention, restriction of spread of fire and the means of escape in case of fire.

 

8.3   Responsible for fulfilling the Council's responsibilities for its obligations as a Fire Authority under the Fire Services Act 1947 (as amended) and under any Fire Safety and associated legislation.

 

8.4   To authorise appropriate officers to carry out all functions including the services of all notices under fire safety legislation and to serve any other notices in connection with any function within the competence of the Council.

 

8.5   Responsible for the maintenance of discipline under the Fire Services (Discipline) Regulations 1985.

 

8.6   To negotiate minor adjustments in the scheme of Conditions of Service and to consult with staff and trade union representatives on industrial relations matters.

 

8.7   To be responsible to the Fire Authority for ensuring, so far as is practical, a reinforcement scheme for securing and rendering mutual assistance for the purpose of dealing with fires occurring on the Island.

 

8.8   Employing the Fire and Rescue Service or use any equipment for the purposes other than firefighting for which it appears to be suitable and to make such charges as he may determine for any services rendered in the course of such employment, within the policies determined by the Council.

 

8.9   Take all reasonable steps for ensuring the provision of an adequate supply of water and for securing that it will be available for use in case of fire.

 

8.10                                 Maintenance of an establishment scheme as approved as approved by the Fire Authority and Secretary of State.

 

Emergency Planning

 

8.11                                 Responsibility for fulfilling the Council's responsibilities and obligations in regard to Emergency Planning preparedness.

 

8.12                                 Responsibility for ensuring that the Council's obligations, responsibilities and duties for the control of the oil pollution are fulfilled.


 

9        STRATEGIC DIRECTOR OF CHILDREN’S SERVICES

 

The following functions are delegated to the Strategic Director and the relevant Head of Service:

 

Education

 

9.1   To fix, in consultation with the Island Teaching Council and Headteacher Groups, school terms and holiday dates.

 

9.2   To secure the admission of children to County and voluntary controlled schools including the establishment in consultation with governing bodies of annual admissions numbers and to agree admissions numbers and admissions policies with the governing bodies of voluntary aided schools.

 

9.3   To secure the transport of pupils and students to schools and other education establishments in accordance with statute or the policies of the Executive with due regard to budgetary provision.

 

9.4   To secure, in consultation with the Chief Financial Officer, the calculation, dissemination and monitoring of school budgets under the terms of the Council's Scheme for Local Management of Schools in fulfilment of the Council's statutory duty to provide for public education.

 

9.5   To secure the provision of education for those with special educational needs as defined under various legislation in accordance with the policies of the Executive and with regard to the Committee's estimates, such provision to include education otherwise than in a school in appropriate cases.

 

9.6   To authorise the payment or disbursement of grants, allowances, authorisations and services to pupils, teachers and others as determined by relevant legislation or in accordance with the policies of the Executive.

 

9.7   To initiate such action as falls to the responsibility of the Executive for the attendance of pupils at school or for pupil welfare under the Children Act 1989 and other relevant legislation.

 

9.8   To secure the implementation of the annual capital programme of the Executive, as approved by the Council, including the allocation of resources within the minor capital building programme and the preparation and purchase of furniture and equipment schedules in accordance with Financial Procedure Rules and Contracts Procedure Rules, and to include all arrangements with regard to voluntary aided school sites and buildings.

 

9.9   To authorise the publication of notices under Sections 12, 13 and 15 of the Education Act 1980 subject, where appropriate, to consultation with the governing bodies of the schools concerned.

 

9.10         To authorise the appointment of teaching and non-teaching staff in schools and elsewhere within the Education service and to undertake anything consequential to the employment of those staff as provided under legislation or the policies of the Executive subject in the case of schools to the provisions of the Council's Scheme for Local Management of Schools.

 

9.11        To undertake the landlord function in relation to the management of sites held by the Executive.

 

Children’s Services

 

9.12        To commission services as required under the Children Act 1989 involving the purchasing and contracting of services within the Contract Procedure Rules and Financial Procedure Rules, making appropriate care placements of individuals and to cancel contracts where contractual conditions have not been complied with following any remedial actions compliant with the Contract.

 

9.13        To execute responsibilities under various statutes relating to the care of children, including the responsibility for instituting Court Proceedings, normally in consultation with the Head of Legal and Democratic Services.

 

9.14        To execute powers conferred by various statutes involving financial support to people, where expenditure can be contained within the overall Directorate budget.

 

9.15        To set the level of charges for the Directorate's services in consultation with the relevant members of the Executive.

 

9.16        To make appropriate payments and disbursements to any person or agency in execution of the Council policies subject to overall containment of the Service's agreed level of budget.

 

9.17        To authorise staff to execute statutory powers, enforcements, rights of entry, etc, as necessary to conduct the affairs of the Social Services functions, including the servicing of Notices under various Statutes.

 


 

10   STRATEGIC DIRECTOR OF ADULT AND COMMUNITY SERVICES

 

The following functions are delegated to the Strategic Director and the relevant Head of Service:

 

Adult Services

 

10.1        To approve Registration of Residential Care Homes, Nurseries and Child Minders, and imposing such conditions, in accordance with appropriate legislation.

 

10.2        To commission services as required under the NHS and Community Care Act 1990 involving the purchasing and contracting of services within the Contract Procedure Rules and Financial Procedure Rules, making appropriate care placements of individuals and to cancel contracts where contractual conditions have not been complied with following any remedial actions compliant with the Contract.

 

10.3        To execute responsibilities under various statutes relating to the care of adults, including the responsibility for instituting Court Proceedings, normally in consultation with the Head of Legal and Democratic Services, where necessary.

 

10.4        To execute powers conferred by various statutes involving financial support to people, where expenditure can be contained within the overall Directorate budget.

 

10.5        To set the level of charges for the Directorate's services in consultation with the relevant members of the Executive.

 

10.6        To make appropriate payments and disbursements to any person or agency in execution of the Council policies subject to overall containment of the Service's agreed level of budget.

 

10.7        To authorise staff to execute statutory powers, enforcements, rights of entry, etc, as necessary to conduct the affairs of the Social Services functions, including the servicing of Notices under various Statutes and the authorisation of Officers to act under the Mental Health Acts.

 

Housing

 

10.8        To authorise staff to execute the Council's statutory housing powers.

 

10.9        To achieve the targets set for the Capital Programme and as set by the Executive.

 

10.10    To authorise appropriate officers to sign documents relating to the Local Authority Social Housing Grant applications and supporting papers.

 

 

 


Community Development

 

10.11    In consultation with the Head of Legal and Democratic Services to authorise the institution of proceedings under Bye-Laws under Section 19 of the Public Libraries and Museums Act 1964

 

10.12    To fix the opening and closing hours of premises open to the public within the remit of the Service.

 

10.13    To negotiate and arrange public performances and exhibitions.

 

10.14    After consultation with the appropriate Chairman and the Chief Financial Officer to produce and publish appropriate material and arrange for the sale in premises and other outlets, within the remit of the Service of appropriate material.

 

10.15    To authorise the display of notices, posters and minor exhibitions in premises within the remit of the Service.

 

10.16    To occasionally waive or vary such charges as have been established by the Executive at the discretion of the Chief Officer.

 

Tourism and Leisure

 

10.17    To manage through the Head of Tourism Services the Tourist Information Centres.

 

10.18    To fix the opening and closing hours of Tourism premises open to the public.

 

10.19    To negotiate and arrange public performances and exhibitions.

 

10.20    After consultation with the appropriate Member of the Executive to produce and publish appropriate material and arrange for the sale in Tourism premises and other outlets of appropriate material.

 

Safer Communities

 

10.21  Functions under the Anti-Social Behaviour Act 2003.


APPENDIX 3

 

DEVELOPMENT CONTROL COMMITTEE PROCEDURE RULES

 

1.                  Composition

 

The Development Control Committee is a committee of the Council for the purposes of Sections 101 and 102 of the Local Government Act 1972.

 

The terms of reference of Development Control Committee are:

 

To exercise the powers and duties of the Council, within the corporate policies and strategies of the Council, in relation to:

 

(i)         Its role as planning authority in its development control function;

 

(ii)        The extraction of minerals, the clearance and reclamation of derelict land, subsequent after use of sites for waste disposal and restoration of sites.

 

(a)               The Committee comprises 14 voting members appointed on a politically proportionate basis, and as far as possible to reflect a geographical spread.

 

(b)               Six named substitutes may be called upon to replace members of the Committee.

 

(c)               Quorum for a meeting of the Committee shall be seven voting members.

 

2.                  Meetings

 

Ordinary meetings of the Committee will be every three weeks on Tuesday evenings.  Extra-ordinary meetings, including site visits, will be held on times and dates to be agreed by the Chairman.

 

3.                  Chairman

 

A Chairman and Vice Chairman will be appointed by the Council.  If the Chairman is present they will preside and in their absence the Vice Chairman shall preside.  If both the Chairman and Vice Chairman are absent, the Committee will elect a chairman for the meeting.

 

4.                  Access

 

All meetings of the Committee shall be held in public unless there are grounds for excluding the press and public, as set out in the Access to Information Procedure Rules.

 

5.                  Business

 

At each meeting of the Committee the following business will be conducted:

 

(i)                      Approval of the minutes of the last meeting.

 

(ii)                    Declarations of interest.

 

(iii)                  An opportunity for the public to ask questions of the Chairman in accordance with Council procedure rules.

 

(iv)                  Urgent business.

 

(v)                    Matters set out in the agenda for the meeting.

 

(vi)                  Any urgent item of business which is not included on an agenda but the Chairman, after consultation with the Director of Environment Services, agrees should be raised.

 

(vii)                An opportunity for members of the Council to ask questions of the Chairman in accordance with the Council Procedure Rules.

 

6.                  Decisions

 

Decisions will be taken in accordance with the Council Procedure Rules and Access to Information Procedure Rules.

 

All Development Control business shall be conducted in accordance with the Members’ Code of Conduct, the Protocol on Member/Officer Relations and, particularly, the Code of Practice for Councillors and Officers dealing with Development Control matters.

 

7.                  Written Representations

 

(i)                      Written representations received within the published timetable will be summarised in written reports placed before Development Control Committee.

 

(ii)                    Late representations will be summarised and circulated to Development Control Committee at the time of the meeting.  Where appropriate and necessary the meeting will adjourn at the discretion of the Chairman to consider such representations.

 

8.                  Site Visits

 

(i)                      Any member of the Committee may propose that a site visit be undertaken.  The member proposing, prior to seeking a seconder, will specify the reasons for the proposal, and in accordance with the Protocol for Development Control Committee Request for Committee Site Inspections.

 

(ii)                    The names of the member proposing and the member seconding that proposal will be recorded.

 

(iii)                  Only those members attending the site visit, accompanied by the relevant planning officers, are able to vote on that particular application.

 

(iv)                  Site visits are open to the public and press but access to any site is subject to permission being granted by the landowner or their agent.

 

(v)                    No debate nor decision regarding the application should be taken on the site.

 

(vi)                  A local member who is not a member of the Development Control Committee shall have the right to call for a site inspection but two members of the Committee must make a proposal and second the motion before a vote can be taken.

 

9.                  Delegation

 

(i)                      Terms of reference of Development Control Committee are determined by Full Council.

 

(ii)                    Delegations to officers, in relation to functions within the terms of reference of Development Control Committee, are also determined by Full Council.

 

(iii)                  Development Control Committee may at any time make recommendations about changes either to the terms of reference or the scheme of delegations.


APPENDIX 4

 

CODE OF PRACTICE FOR COUNCILLORS AND OFFICERS DEALING WITH DEVELOPMENT CONTROL MATTERS

 

INTRODUCTION

 

1.                  Development Control is among the most controversial and high profile functions of the Local Authority.  Councillors need to balance their duties to individual constituents, and to the community which they represent, with the need to objectively determine Development Control issues in accordance with the law, and locally adopted planning policies.

 

2.                  The principal purpose of this guidance is to assist Officers and Members in delivering unimpeachably high standards of Development Control decision making.  It applies equally to Elected Members who are sitting on Development Control Committee, Members who otherwise attend Development Control Committee and/or who have an interest as a Local Member in issues being determined by that Committee.  It also applies to Officers throughout the Local Authority.

 

3.                  Officers need to be able to exercise their professional roles, which involve advising applicants, Elected Members taking decisions and, also, taking decisions themselves under the scheme of delegations.

 

OTHER RELEVANT CODES AND PROTOCOLS

 

4.                  Regulation of Members’ conduct is principally by the National Code of Members Conduct which has been adopted by this Authority.  Breaches of this code are investigated and policed by the Standards Board for England.

 

5.                  Local Codes of Conduct, such as this code of practice, are policed by the Standards Committee and the Monitoring Officer.

 

6.                  Relationships between Members and Officers are considered in detail in the Member/Officer Protocol also forming part of this constitution.

 

7.                  The roles of Councillors are considered in some detail in a number of job profiles, also forming part of the constitution.

 

8.                  Officers who are members of the Royal Town Planning Institute must follow a code of professional conduct.  Breaches of that code may be subject to disciplinary action by the institute.

 

9.                  The constitution contains rules on acceptance of gifts and hospitality.  Neither Councillors nor Officers should ever place themselves in a position of accepting hospitality from an applicant or an objector.

 

DECISION MAKING

 

10.             The Town and Country Planning Act 1990 establishes a plan led system.  Planning applications must be determined by reference to the Unitary Development Plan.  Each application must be decided in accordance with the plan unless there are enough material considerations to justify a departure from the policy.

 

11.             Members who are consistently unable to support national or local planning policies will inevitably find themselves unable to take objective decisions in relation to individual planning applications, and should not participate in Development Control decision making. 

 

12.             Local opposition or support for an application is not a ground for making a decision unless that opposition or support is based on material planning considerations.

 

13.             Development Control regulates the right and privileges of individuals.  There will always be a recommendation from Officers.  Only in exceptional circumstances will Members abstain.  Where a Member does wish to abstain they should explain the reasons for doing so during their contribution to the debate.

 

14.             Members can only take informed, objective, decisions when they have received and carefully read all written reports and submissions.  They must also carefully listen to all public speaking contributions and to all contributions to the debate from Members.  Therefore any Member who has not been present throughout the whole consideration of an item must not vote.

 

15.             Where officers determine applications under delegated powers;

 

·                        A record will be kept of the planning considerations taken into account;

 

·                        Appropriate documentation will be retained indicating the Chairman of the Committee’s and the ward member’s agreement with that delegated decision.

 

DECLARATION AND REGISTRATION OF INTEREST

 

16.             The National Code of Members Conduct, adopted by this Authority, sets out a regime for recording personal and prejudicial interests.

 

17.             A personal interest is one which affects the member more than other voters, residents or tax payers.  The fact and nature of a personal interest must be declared and the member may stay and participate in the debate and vote.

 

18.             A prejudicial interest is a personal interest which may reasonably be taken to prevent the Member from taking an objective decision.  The fact and nature of such an interest must be declared and the Member must leave the room, not participate in debate, vote or otherwise attempt to influence the decision.

 

19.             Details of the interests regime are set out in the Members Code of Conduct elsewhere in the constitution.

 

LOCAL MEMBER

 

20.             Any Local Member who is not a member of the Development Control Committee is entitled to attend and speak in relation to any issue with direct impact on their electoral division.  They may not vote.

 

21.             Members of the Committee who are determining matters of direct relevance to their electoral division will, by local convention, declare the fact and nature of the impact on their electoral division as a personal interest and may speak but will not vote on the issue.  This convention is followed in order to protect the Development Control Committee from the perception that decisions are being taken on the basis of local opposition or support rather than material planning consideration.

 

22.             This arrangement also protects against the perception that those areas which are represented by a local member who sits on Development Control Committee have a disproportionate influence on the planning processes.

 

EXECUTIVE MEMBERS

 

23.             The Executive Member with responsibility for planning policy will not be appointed a Member of Development Control Committee.  That Portfolio Holder is nevertheless entitled to attend the Committee and speak on any item which raises particular planning policy issues.

 

24.             Other Members of the Executive may be appointed to Development Control Committee but must always be aware that their Portfolio Holder responsibilities may prevent them from taking (and being seen to take) objective decisions about Development Control matters.  Executive members who do sit on Development Control Committee need to be particularly aware of the following:

 

(a)               They may, in their Portfolio role, have already expressed an opinion about the issue under discussion.  Where the decision has been prejudged in this way the Executive Member should neither speak nor vote on the issue.

 

(b)               Where the Portfolio Holder has a particular perspective due to their portfolio responsibilities, the local convention is that the Executive Member may attend and address the Committee but will refrain from voting.

 

(c)               Sometimes the Portfolio Holder may still, either as Local Member or as an ordinary Member of Development Control Committee, wish to speak and vote on an issue which also interests them as Portfolio Holder.  In order to be able to do this they must avoid prejudging the issue before the meeting, and they must declare as a personal interest the potential for conflict between their Portfolio Holder interest and their role as a decision maker.  So long as the declaration of a personal interest is made they may speak and vote. 

 

LOBBYING OF AND BY COUNCILLORS

 

25.             Development Control decisions must be taken objectively on the basis of relevant information. 

 

26.             Where Development Control Committee are taking the decision all, and only, relevant information must be presented either in writing or orally to the Committee meeting.

 

27.             It is perfectly proper for Elected Members to give applicants and objectors factual information about the process but, other than this, contact with applicants or objectors should be treated very carefully.  In particular Members who wish to participate in taking a decision must never express an unequivocal opinion about the merits of an application. 

 

28.             Whilst it will usually be easier for Members to avoid debating future decisions, particularly in public forums, they may occasionally wish to do so.  When this happens they should use a form of words such as “on the basis of the information I have at the moment I am likely to oppose/support the application”.  Any Member who makes a stronger statement, such as “this application will be passed over my dead body” will not be able to take part in the decision by the Committee.

 

29.             Any Member who believes they are being lobbied by applicants, objectors or other Elected Members should report the lobbying to Head of Planning Services, who will retain a register of such reports.

 

30.             Members should be particularly careful not to exert pressure on an Officer who has to make a recommendation to Development Control Committee.  If any Officer believes that pressure is being exerted upon them they should notify the Head of Planning Services and/or Monitoring Officer immediately.  In the event that the Head of Planning Services believes that pressure is being exerted upon his/her role, he or she should notify the Strategic Director of Environment Services and/or the Monitoring Officer immediately.

 

31.             Officers will take many planning decisions under Delegated Powers.  It is similarly unacceptable for those Officers to be lobbied or subject to undue pressure. 

 

PARISH COUNCILS

 

32.             The danger of prejudging an issue arises not just at public meetings but also in Parish Council debates.  Taking part in a Parish Council debate does not prevent Councillors from decision taking at Development Control Committee or other Members from participating in the debate.  However Parish Councils do not have the advantage of planning advice nor complete information on any application.  Contributions by Elected Members at Parish Councils must therefore be carefully worded to avoid evidence of the decision having been prejudged.

 

33.             When a Member has participated in a public debate, at a Parish Council or elsewhere, they should declare this as a personal interest when they speak at Development Control Committee and should make a clear statement that they have not prejudged the issue.  Detailed advice on this matter is set out in paragraph 17 of this Code of Practice.

 

WHIPPING

 

34.             The use of party political whips in Development Control decisions is maladministration.  Whipping must not therefore take place.  It is inappropriate for political parties to take a view on planning applications.

 

35.             Individual Councillors should reach their own conclusions on planning matters rather than follow the lead of another Councillor.  However, the views of other Members of the Committee, where they are relevant, can be one of the factors taken into account in taking a decision.

 

PRE APPLICATION DISCUSSIONS

 

36.             The opportunity for developers to discuss development proposals with planning officers in advance of the submission of applications is recognised best practice.  It provides potential developers with detailed guidance on planning policies and other material considerations relevant to proposals.  It is preferable that Members do not take part in pre-application discussions in order to maintain impartiality.  In certain circumstances, Members may be invited by officers to become involved in such meetings.  In no circumstances should Members become involved in pre-application meetings without the assistance and attendance of a planning officer.

 

37.             Notes of all pre-application meetings will be taken, and agreed with the parties attending the meeting.   Where appropriate, notes of pre-application meetings will be included on subsequent application files.

 

38.             At the discretion of the Head of Planning Services, developers proposing the submission of major planning applications may be offered with an opportunity to present the outlines of their proposal to Member of the Development Control Committee prior to formal submission.  In such circumstances, Members should recognise that the presentation is for information only, and that the decision making process should not commence until such time as any ensuing application is subsequently made.

 

DEVELOPMENT PROPOSALS SUBMITTED BY MEMBERS AND OFFICERS, AND FOR COUNCIL DEVELOPMENT

 

39.             In order to ensure that the public has full and proper confidence in the planning system, all planning applications submitted either by Members of the Isle of Wight Council, a member of their family, or by an officer employed in Planning Services of the Isle of Wight Council shall be reported to the Development Control Committee.  Any planning application submitted by an officer other than in Planning Services who has contact with Planning Services shall also be reported to the Development Control Committee.  The Head of Planning Services, in consultation with the Chairman of the Development Control Committee and the Monitoring Officer, shall determine which such proposals are reported to the Committee.

 

40.             All Planning Services officers shall declare to the Head of Planning Services any interest which they may have in any third party application (eg an application submitted in their immediate neighbourhood or by a society or club of which they are a member) and take no part in the determination of that application.

 

41.             At the meeting of Development Control Committee to which an application submitted by a Member of the Isle of Wight Council is reported, that Member should neither vote nor speak on the application during the debate and should withdraw from the meeting.  The opportunity to present a case to the Committee as part of the Public Speaking scheme (see paragraphs 50-52 of this Code) will be available.  All Members of the Council who may be considering the submission of an application are strongly advised to employ the services of a professional agent to avoid partiality, to ensure proper contact with officers during its processing and to address the Committee as appropriate.

 

42.             Applications made on behalf of the Council for its own development must be determined in an identical manner to applications made by the general public and the same planning policy considerations applied.  Decisions must be made strictly on planning merits and without regard to any financial or other gain which may accrue to the Council if the development were to be permitted.

 

In general terms, the following types of Council development will be considered by the Development Control Committee:

 

·                    Proposals which due to their scale and extent would automatically be considered by the Development Control Committee.

 

·                    Proposals which involve the subsequent disposal of land or premises to a third party.

 

·                    Proposals which involve a significant change of use or operation of land and premises.

 

·                    Proposals which have attracted a significant amount of public representation.

 

The Head of Planning Services and the Monitoring Officer will determine which applications fall into the latter two categories.

 

TRAINING

 

43.             The importance of informed objective decision making in relation to Development Control issues is so important that this Council has a policy of training all Members taking Development Control decisions before they start to do so.   Members shall not participate in a Development Control decision without having attended Development Control. 

 

44.             As well as training new Members periodic refresher and updating training is also delivered.  This training will be undertaken either by the Head of Planning Services, Planning Officers or external trainers as appropriate.  It is extremely important that Elected Members participate in this training.  Any Member who believes they are not sufficiently trained should not participate in Development Control decisions.

 

REPORTS TO DEVELOPMENT CONTROL COMMITTEE

 

45.             All reports will :

 

·                    Give comprehensive details of the location and nature of the site

 

·                    Summarise the planning history.

 

·                    Identify relevant planning policies.

 

·                    Evaluate all material planning considerations.

 

·                    Assess any human rights implications.

 

·                    Set out the representations received on the proposal.

 

·                    Set out the Human Rights issues relevant to the proposal.

 

·                    Set out a clear recommendation. In the case of a recommendation to approve, appropriate conditions will be set out. In the case of a recommendation to refuse, detailed reasons for refusal will be set out.

 

BRIEFING

 

46.             In the period between the publication of the Committee agenda and the holding of the meeting itself, a briefing will be held for the Chairman and Vice Chairman of Development Control Committee and the Portfolio Holder for Planning Policy issues on the Council's Executive.  The briefing will be organised by the Development Control Manager and appropriate planning officers.  An appropriate legal officer will also be in attendance, together with the Committee administrator.

 

47.             The purpose of the briefing is to:

 

·                    Advise Members of the key points on each planning application,

 

·                    Advise Members of the extent of public speaking at the Committee meeting.

 

·                    Discuss administrative issues in relation to the detailed organisation of the meeting.

 

48.             The briefing should not be used by Members attending as an opportunity to exert pressure on officers to pursue a particular course of action.  Detailed guidance on this matter is set out in paragraph 30 of this Code of Practice.  Similarly the briefing should not be used by officers to impose a particular outcome.

 

CONDUCT AT MEETINGS

 

49.             It is important that public confidence in Development Control is maintained.  The conduct of Members at meetings is extremely important.  The following arrangements will help:

 

·                     Members of the Committee will sit in a designated seat marked with their name plate.

 

·                     A seating plan will be available for members of the public.

 

·                     Members will speak clearly and concisely using microphones so the public and others Members can hear what is being said.

 

·                     The Chairman will introduce speakers by family name.

 

·                     Mobile phones will be switched off.

 

·                     Eating and drinking is discouraged.

 

·                     Occasional breaks will be taken during long meetings.

 

·                     Only exceptionally will the Chairman allow Members to speak for more than five minutes.

 

PUBLIC SPEAKING

 

50.             In order to ensure that Committee Members have access to a full and appropriate understanding of the often divergent comments on a planning application, the Council operates a scheme of public speaking at Development Control Committee.

 

51.             Full details of the Public Speaking scheme are set out in "Your Chance to Speak - Public Speaking at Development Control Committee" available in leaflet form from the Head of Planning Services.  In summary, the key elements of this scheme are as follows:

 

·                    Public speaking is permitted on all planning applications considered by the Development Control Committee.

 

·                    Three groups of speakers are permitted on any application - the applicant/agent, objectors and Parish/Town Councils.  Each of these groups will have up to three minutes to present its case.  A maximum of three people can speak for each group, with the time divided equally between them.

 

·                    Public speaking on any application is only permitted on the first occasion the application is considered by the Development Control Committee.

 

52.             Members of the Development Control Committee should give appropriate weight to the representations made by the public in their determination of planning applications.  Comments made by speakers exercising their right to address the Committee will, in most cases, highlight comments already summarised in the officer report on the application.  In some cases, other issues will be raised which will not already be covered in the report.  In assessing comments made during public speaking, Members must only give weight to issues which are material planning considerations.  Detailed guidance on this matter is set out in paragraph 10 of this Code of Practice.  Where appropriate and/or necessary, the Chairman of the Committee will request officers to comment on items raised by the public in general, and whether or not they are material to the determination of the application in particular.

 

SITE INSPECTIONS

 

53.             Exceptionally a visit to the site may be necessary to allow a fully informed decision to be taken.  Requests for site inspections should be made in the context of the Protocol for Development Control Committee Requests for Committee Site Inspections set out at Appendix 1 to this Code of Practice.

 

54.             Any member of the Committee, and any Local Member attending, may propose a site inspection.  A Local Member who is not a member of the Committee can suggest a site inspections but the proposal must be made and seconded, by two members of the Committee entitled to speak and vote.

 

55.             The names of the proposer and seconder of any site inspection will be recorded along with the reasons given for advocating a site inspection.

 

56.             Site inspections by their nature can give rise to a perception of bias or undue influence.  In order to prevent such perception, site inspections should be carried out in accordance with the Protocol for the Organisation of Development Control Committee Site Inspections set out at Appendix 2 to this Code of Practice.

 

57.             A site inspection consumes considerable resources, delays determination of the issue, and is an imposition on owners and occupiers of the site.  It is, therefore, appropriate that officers identify sites to be inspected as part of the regular site inspections prior to their consideration at the Committee.

 

COOLING OFF PERIOD

 

58.             Where a decision in the opinion of the Head of Planning Services is contrary to Section 54A Town and Country Planning Act 1990 and could not be sustained under challenge, the “cooling off” procedure adopted in September 1997 may be invoked.   The effect of this action is that a decision notice will not be issued on the application.  A report to the next available meeting of Development Control Committee will analyse the sustainability of the decision and the possibility of precedent.  This report may include external legal or planning advice.  Reasons will be given for the invoking of the cooling off period.

 

MINUTES/RECORDING DECISIONS

 

59.             Decisions by Development Control Committee will be clearly minuted.

 

60.             Where a decision against officers' recommendation is made, clear and sustainable reasons must be set out by the Committee.  Members who are considering determining an application contrary to officer recommendation are strongly recommended to seek professional advice from the Development Control Manager and/or the case officer before raising the matter at Committee. In any event, all decisions made at Committee contrary to officer recommendation will be subject to a named vote.

 

61.             It is not possible to revisit decisions after the meeting and the Chairman and those advising and assisting them, must be confident that sufficient and comprehensively recorded reasons for the decision have been set out before the next agenda item is taken.

 

REVIEW AND MONITORING

 

62.             Annually, the Development Control Committee will review a sample of Development Control decisions in order to assess their impact.  As part of this process a visit will be organised by the Head of Planning Services and/or the Development Control Manager to a sample of sites where developments have recently been completed.

 

63.             Every six months, the Monitoring Officer and/or Head of Planning Services will report to the Development Control Committee an analysis of:

 

·                    All decisions which are a departure from policy.

 

·                    All decisions which are against officers’ recommendation.

 

·                    Site Visits.

 

SANCTIONS

 

64.             Elected Members who act in breach of this code of practice risk one or both of the following:

 

(a)               Being the subject of a complaint about a breach of this code to the Monitoring Officer.  Where that complaint cannot be resolved, to the satisfaction of the complainant, on an informal basis the complaint will be investigated and referred to the Isle of Wight Council Standards Committee.

 

(b)               More serious cases, particularly breach of paragraphs 17, 18, 27, 28, 30 and 48 will be regarded by the Isle of Wight Council as bringing the Council in to disrepute and therefore being in breach of the Code of Members Conduct.  Complaints about such a breach are referred to, and investigated by the Standards Board for England.

 

65.             Breaches of the Council Procedure Rules, particularly the Development Control Procedure Rules, may invalidate a planning decision leaving that decision vulnerable to challenge on appeal, through judicial review or by the ombudsman.

 

66.             Breaches of Codes of Practice and Protocols are more likely to render individual Members open to personal sanctions rather than invalidate the decision or make a finding of maladministration more likely.

 

67.             Officers who act in breach of this Code of Practice may be in breach of their contract of employment and subject to disciplinary or capability procedures.


APPENDIX 5

 

PROTOCOL - DEVELOPMENT CONTROL COMMITTEE REQUESTS FOR COMMITTEE SITE INSPECTIONS

 

BACKGROUND

 

1.                  This protocol has been prepared to identify circumstances in which either Members of Development Control Committee, or other Members of the Council, can request for a site inspection prior to the determination of a planning application.

 

2.                  Requests for site inspections should only be made at the Development Control Committee as part of the debate on any particular planning application.  There is no mechanism for Members to request a Committee site inspection of an application which is to be determined by officers under the provision of the delegation arrangements.

 

3.                  Site inspections play a valuable role in the determination of planning applications. They allow Committee Members to inspect the site first-hand and to appreciate the issues raised by the applicant, objectors and planning officers.  Correctly used site inspections can enhance the decision-making process, can enhance public confidence in the development control process and can avoid any suggestion that the Committee was making decisions on the basis of inadequate information.

 

4.                  Committee site inspections should, however, never be used to delay the processing of an application, to replace the need for accurate plans to be submitted with the application, to placate local residents or directly in response to a request from an objector taking up his or her public speaking opportunity at the Committee meeting.

 

PROCEDURE FOR REQUESTING A COMMITTEE SITE INSPECTION

 

5.                  In making their requests for a Committee site inspection, Members should clearly indicate the purpose to be achieved by the proposed visit.

 

6.                  The following list is not intended to be a definitive and exclusive list of criteria appropriate for Committee site inspections.  Nevertheless, the following list of criteria sets out the type of applications that frequently lend themselves to site inspections by the Committee:

 

(a)               applications where a Committee site inspection would allow Members to assess the impact of a proposal on the amenity of neighbouring properties where that impact is not obvious from the application drawings.

 

(b)               applications where a Committee site inspection would allow Members to assess and/or understand the comments of consultees.

 

(c)               applications where a Committee site inspection would allow Members to assess the impact of the design, scale and massing of a proposal either in the local streetscene, or in the wider environment.

 

OTHER INFORMATION

 

7.                  This protocol should be read in association with the protocol on the Organisation of Development Control Committee Site Inspections.


APPENDIX 6

 

PROTOCOL - ORGANISATION OF DEVELOPMENT CONTROL COMMITTEE SITE INSPECTIONS

 

BACKGROUND

 

1.                  This protocol has been prepared to establish procedures for the organisation of Development Control Committee site inspections.

 

2.                  This note should be read in association with the Protocol on Requests for Development Control Committee Site Inspections.

 

GENERAL PRINCIPLES

 

3.                  A Committee site inspection plays an invaluable role in the determination of more complex or controversial applications.  Site inspections allow Committee Members to have first-hand experience and understanding of both the application site and the proposal.  Site inspections also provide Members with the opportunity to view particular aspects of a site, the proposal, or the wider local environment raised at the Development Control Committee by officers, the applicant or objectors.

 

4.                  Committee Members should under no circumstances make decisions on applications during the site inspection itself.

 

5.                  Members should debate the proposal at the Committee meeting immediately following the site inspection, and take into account both the appropriate policies in the UDP and all other material planning considerations (both those inspected on site and others which may not have been considered directly on the site inspection).  Planning Officers will make the appropriate arrangements for the Committee to gain access to sites or to address the Committee before, during or after the inspection.

 

PROCEDURES AT SITE INSPECTIONS

 

6.                  The Development Control Committee site inspection provides the opportunity for Committee Members (including where appropriate the local Ward Member) to be briefed by planning officers on or around an application site.  Neither members of the public (including supporters/objectors/Parish Councillors) nor the applicant (or the applicant's agents) are permitted to participate in the site inspection.

 

7.                  Committee Members (including where appropriate the local ward Member) will not debate the planning application with either members of the public or the applicant during the course of the site inspection.

 

8.                  Committee Members (including where appropriate the local ward Member) will not debate the planning application with either members of the public or the applicant in the period between the termination of the Committee site inspection and the commencement of the Development Control Committee immediately following the site inspections.  In the event that a site inspection takes place prior to the consideration of the application at Development Control Committee Members will consider their findings at the inspection with other material considerations at the meeting.

 

9.                  Committee Members (including where appropriate the local ward Member) will receive a group presentation from an appropriate planning officer at the outset of the site inspection.

 

10.             Committee Members (including where appropriate the local ward Member) will be shown by an appropriate planning officer key elements of both the site and its wider environment (as appropriate).

 

11.             Committee Members (including where appropriate the local ward Member) will ask the appropriate planning officer to clarify any matters of detail at the end of the group presentation.

 

12.             Committee Members (including where appropriate the local ward Member) will remain as a single group throughout the full course of the site inspection as set out in Points 9 to 11 (inclusive) above.

 


APPENDIX 7

 

 

AUDIT PANEL TERMS OF REFERENCE

 

Membership

 

7 non-executive members (Quorum to be 3 members)

 

Terms of Reference

 

·                    To receive reports on the results of internal and external audit work.

 

·                    To provide assurances over the quality, completeness and reliability of the financial and non-financial information used by the Council and issued publicly by the Council.

 

·                    To review and recommend adoption of the annual financial statements.

 

·                    To review compliance with the relevant standards, codes of practice, internal control and risk management strategies and plans and corporate governance policies.

 

·                    To make recommendations to the Council on the appointment of the external auditor and to approve the remuneration and terms of engagement of the external auditor.

 

·                    To monitor and review the independence, objectivity and effectiveness of the internal audit function.

 

·                    Such functions as are laid down by Accounts and Audit Regulations from time to time.

 

The Panel to be subject to the Select Committee Procedure Rules as contained within the Council's Constitution save that it will not have the power of call-in and there will be no public or member question time.